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SEC / NASD Compliance

The Securities and Exchange Commission (SEC) and the National Association of Securities Dealers (NASD) have instituted regulations that demand compliance surrounding the storage of financial records and electronic communications.

IDriveSync assists IT departments with SEC / NASD regulations in the following manner:

  • The data is automatically verified each time a sync job takes place
  • The data is available 24 x 7. All data is stored with the catalogs (indexes) and is accessible to authorized users at all times

Many of the compliance items require usage of the optional private encryption key that is known only to the user and not stored on IDriveSync servers.

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